SEC Form 4 · accession 0000950117-19-000066
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory P Lewis
Officer — Senior VP and CFO
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 4,469 | $154.21 | A | 13,918 | D | |
| Common StockF4 | Feb 25, 2019 | F | 2,044 | $154.21 | D | 11,874 | D | |
| Common Stock | holding | — | — | — | 2,424 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3,F1 | — | Feb 25, 2019 | M | 4,469 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 4,469 | 0 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 266 additional restricted stock units.
- F3All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
- F4Includes shares held by Mr. Lewis omitted from his initial Form 3 filing.