SEC Form 4 · accession 0000950117-19-000065
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vimal Kapur
Officer — President & CEO, HBT
Period of report
Jul 29, 2018
Accepted (ET)
Feb 27, 2019 · 9:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2018 | M | 1,593 | $158.61 | A | 20,035 | D | |
| Common Stock | Jul 29, 2018 | F | 548 | $158.61 | D | 19,487 | D | |
| Common Stock | Jul 25, 2019 | M | 2,616 | $154.21 | A | 22,103 | D | |
| Common StockF5 | Jul 25, 2019 | F | 638 | $154.21 | D | 21,465 | D | |
| Common Stock | holding | — | — | — | 230 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3,F1 | — | Feb 25, 2019 | M | 2,616 | D | Feb 25, 2019 | Feb 25, 2019 | Common Stock | 2,616 | 0 | D |
| Restricted UnitsF3,F4,F1 | — | Jul 29, 2018 | M | 1,593 | D | Jul 29, 2018 | Jul 29, 2018 | Common Stock | 1,593 | 0 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 156 additional restricted stock units.
- F3All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
- F4Includes the reinvestment of dividend equivalents into 225 additional restricted stock units.
- F5Includes shares held by Mr. Kapur omitted from his initial Form 3 filing and other subsequent Section 16 filings.