SEC Form 4 · accession 0000950117-19-000044
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Paz
Director
Period of report
Feb 6, 2019
Accepted (ET)
Feb 7, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2019 | M | 5,250 | $29.25 | A | 11,790 | D | |
| Common StockF2 | Feb 6, 2019 | S | 1,035 | $148.93 | D | 10,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $29.25 | Feb 6, 2019 | M | 5,250 | D | Apr 1, 2013 | Apr 27, 2019 | Common Stock | 5,250 | 0 | D |
Explanation of responses
- F1All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
- F2The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.93 to $148.94, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.