SEC Form 4 · accession 0000950117-19-000031
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Tus
Officer — Vice President and Controller
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 159 | $137.35 | A | 145,421 | D | |
| Common Stock | Jan 15, 2019 | F | 64 | $137.35 | D | 145,357 | D | |
| Common Stock | Jan 15, 2019 | M | 159 | $137.35 | A | 145,516 | D | |
| Common Stock | Jan 15, 2019 | F | 64 | $137.35 | D | 145,452 | D | |
| Common Stock | holding | — | — | — | 10,808 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | — | Jan 15, 2019 | M | 159 | D | Jan 15, 2019 | Jan 15, 2019 | Common Stock | 159 | 2,049 | D |
| Deferred Stock UnitsF2,F1 | — | Jan 15, 2019 | M | 159 | D | Jan 15, 2019 | Jan 15, 2019 | Common Stock | 159 | 2,049 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.