SEC Form 4 · accession 0000950117-18-000080
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Cote
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2018 | A | 17,071 | $0.00 | A | 995,132 | D | |
| Common StockF2 | Mar 9, 2018 | F | 8,404 | $153.04 | D | 986,728 | D | |
| Common StockF3 | holding | — | — | — | 204,867 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 402,877 | I | See Footnote | |
| Common Stock | holding | — | — | — | 25,507 | I | Held in 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 50% of the 2016-2017 Growth Plan award payout to Mr. Cote in Common Stock.
- F2Reflects a transfer of 163,301 shares on January 19, 2018 exempt from reporting pursuant to Rule 16a-12 of the Securities Exchange Act of 1934.
- F3Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F4Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.