SEC Form 4 · accession 0000950117-18-000067
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. James
Officer — SVP-HR Procur & Communications
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $155.39 | Feb 27, 2018 | A | 49,600 | A | — | Feb 26, 2028 | Common Stock | 49,600 | 49,600 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 27, 2018 | A | 7,500 | A | — | — | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.
- F2Instrument converts to common stock on a one-for-one basis.
- F3The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.