SEC Form 4 · accession 0000950117-18-000020

HONEYWELL INTERNATIONAL INC · HON

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 15, 2018

Accepted (ET)

Jan 17, 2018 · 6:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000773840

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 15, 2018	M	14,218	$158.61	A	687,245	D
Common Stock	Jan 15, 2018	F	6,537	$158.61	D	680,708	D
Common Stock	Jan 15, 2018	M	7,003	$158.61	A	687,711	D
Common Stock	Jan 15, 2018	F	3,220	$158.61	D	684,491	D
Common Stock	Jan 15, 2018	M	317,005	$158.61	A	1,001,496	D
Common Stock	Jan 15, 2018	F	145,728	$158.61	D	855,768	D
Common Stock	Jan 15, 2018	M	148,221	$158.61	A	1,003,989	D
Common Stock	Jan 15, 2018	F	68,138	$158.61	D	935,851	D
Common Stock	Jan 15, 2018	M	380,365	$158.61	A	1,316,216	D
Common Stock	Jan 15, 2018	F	174,854	$158.61	D	1,141,362	D
Common Stock^F4	holding	—	—		—	204,867	I	See footnote
Common Stock^F5	holding	—	—		—	402,877	I	See footnote
Common Stock	holding	—	—		—	25,294	I	Held in 401(k) plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Deferred Stock Units^F3,F1	—	Jan 15, 2018	M	14,218	D	Jan 15, 2018	Jan 15, 2018	Common Stock	14,218	D
Deferred Stock Units^F3,F1	—	Jan 15, 2018	M	7,003	D	Jan 15, 2018	Jan 15, 2018	Common Stock	7,003	D
Deferred Stock Units^F3,F1	—	Jan 15, 2018	M	317,005	D	Jan 15, 2018	Jan 15, 2018	Common Stock	317,005	D
Deferred Stock Units^F2,F3,F1	—	Jan 15, 2018	M	148,221	D	Jan 15, 2018	Jan 15, 2018	Common Stock	148,221	D
Deferred Stock Units^F3,F1	—	Jan 15, 2018	M	380,365	D	Jan 15, 2018	Jan 15, 2018	Common Stock	380,365	D

F1Instrument converts to common stock on a one-for-one basis.
F2Includes the reinvestment of dividend equivalents into 17,861 additional deferred stock units.
F3All deferred stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.
F4Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F5Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.