SEC Form 4 · accession 0000950117-17-000409
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. James
Officer — SVP HR, Comm & Procur
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2017 | M | 11,805 | $137.26 | A | 136,190 | D | |
| Common Stock | Jul 25, 2017 | F | 6,012 | $137.26 | D | 130,178 | D | |
| Common Stock | Jul 25, 2017 | M | 8,127 | $137.26 | A | 138,305 | D | |
| Common Stock | Jul 25, 2017 | F | 4,139 | $137.26 | D | 134,166 | D | |
| Common Stock | holding | — | — | — | 2,172 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3,F1 | — | Jul 25, 2017 | M | 11,805 | D | Jul 25, 2017 | Jul 25, 2017 | Common Stock | 11,805 | 10,943 | D |
| Restricted UnitsF3,F4,F1 | — | Jul 25, 2017 | M | 8,127 | D | Jul 25, 2017 | Jul 25, 2017 | Common Stock | 8,127 | 15,499 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 1,185 additional restricted stock units.
- F3All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.
- F4Includes the reinvestment of dividend equivalents into 494 additional restricted stock units.