SEC Form 4 · accession 0000950117-17-000326
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Scott Davis
Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 5,028 | $30.53 | A | 21,433 | D | |
| Common Stock | May 5, 2017 | M | 5,028 | $47.84 | A | 26,461 | D | |
| Common StockF1 | May 5, 2017 | S | 6,535 | $130.97 | D | 19,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $30.53 | May 5, 2017 | M | 5,028 | D | Apr 27, 2013 | Apr 26, 2019 | Common Stock | 5,028 | 0 | D |
| Stock Option (right to buy)F2,F4 | $47.84 | May 5, 2017 | M | 5,028 | D | Apr 26, 2014 | Apr 25, 2020 | Common Stock | 5,028 | 0 | D |
Explanation of responses
- F1The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.11, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.
- F3The Stock Options were granted under the Company's 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 27, 2010.
- F4The Stock Options were granted under the Company's 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 26, 2011.