SEC Form 4 · accession 0000950117-17-000133
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darius Adamczyk
Officer — President and COO
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 36,765 | $126.39 | A | 51,031 | D | |
| Common Stock | Mar 1, 2017 | F | 18,721 | $126.39 | D | 32,310 | D | |
| Common Stock | holding | — | — | — | 1,087 | I | held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $124.99 | Feb 28, 2017 | A | 216,000 | A | — | Feb 27, 2027 | Common Stock | 216,000 | 216,000 | D |
| Restricted UnitsF3,F2 | — | Mar 1, 2017 | M | 36,765 | A | Mar 1, 2017 | Mar 1, 2017 | Common Stock | 36,765 | 34,195 | D |
Explanation of responses
- F1The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018.
- F2Instrument converts to common stock on a one-for-one basis.
- F3Includes the reinvestment of dividend equivalents into 3,576 additional restricted stock units.