SEC Form 4 · accession 0000950117-17-000115
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F. Waldron
Officer — President & CEO, SPS
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 3,575 | $124.89 | A | 4,335 | D | |
| Common Stock | Feb 27, 2017 | F | 1,758 | $124.89 | D | 2,577 | D | |
| Common Stock | Feb 27, 2017 | M | 5,296 | $124.89 | A | 7,873 | D | |
| Common Stock | Feb 27, 2017 | F | 2,593 | $124.89 | D | 5,280 | D | |
| Common Stock | holding | — | — | — | 434 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Feb 27, 2017 | M | 3,575 | D | Feb 27, 2017 | Feb 27, 2017 | Common Stock | 3,575 | 0 | D |
| Restricted UnitsF3,F1 | — | Feb 27, 2017 | M | 5,296 | D | Feb 27, 2017 | Feb 27, 2017 | Common Stock | 5,296 | 10,108 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 215 additional restricted stock units.
- F3Includes the reinvestment of dividend equivalents into 318 additional restricted stock units.