SEC Form 4 · accession 0000950117-16-001323
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F. Waldron
Officer — President & CEO, SPS
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 1,476 | $115.78 | A | 1,476 | D | |
| Common Stock | Jul 29, 2016 | F | 723 | $115.78 | D | 753 | D | |
| Common Stock | holding | — | — | — | 363 | I | Held in 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Jul 29, 2016 | M | 1,476 | D | Jul 29, 2016 | Jul 29, 2016 | Common Stock | 1,476 | 1,360 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 156 additional restricted stock units.