SEC Form 4 · accession 0000950117-16-001164
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy O. Mahoney
Officer — President & CEO, Aerospace
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 20,000 | $58.48 | A | 65,259 | D | |
| Common Stock | May 10, 2016 | M | 40,000 | $28.35 | A | 105,259 | D | |
| Common StockF1 | May 10, 2016 | S | 38,630 | $115.23 | D | 66,629 | D | |
| Common Stock | holding | — | — | — | 2,266 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $58.48 | May 10, 2016 | M | 20,000 | D | Feb 26, 2012 | Feb 25, 2018 | Common Stock | 20,000 | 0 | D |
| Stock Option (right to buy) | $28.35 | May 10, 2016 | M | 40,000 | D | Feb 24, 2013 | Feb 23, 2019 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.11 to $115.48, inclusive. The reporting person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.