SEC Form 4 · accession 0000950117-16-000988
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Szlosek
Officer — SVP & Chief Financial Officer
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 29, 2016 | M | 10,572 | $102.90 | A | 42,261 | D | |
| Common Stock | Feb 29, 2016 | F | 5,378 | $102.90 | D | 36,883 | D | |
| Common Stock | Mar 1, 2016 | M | 54,206 | $104.59 | A | 91,089 | D | |
| Common Stock | Mar 1, 2016 | F | 27,602 | $104.59 | D | 63,487 | D | |
| Common Stock | holding | — | — | — | 679 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Feb 29, 2016 | M | 10,572 | D | Feb 29, 2016 | Feb 29, 2016 | Common Stock | 10,572 | 0 | D |
| Restricted UnitsF2,F1 | — | Mar 1, 2016 | M | 54,206 | D | Mar 1, 2016 | Mar 1, 2016 | Common Stock | 54,206 | 0 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes restricted stock units acquired pursuant to a dividend reinvestment feature of the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and the related grant agreement.