SEC Form 4 · accession 0000950117-16-000934
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Cote
Officer — Chairman & CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Feb 16, 2016 | S | 327,483 | $104.81 | D | 17,453 | D | |
| Common StockF2 | Feb 16, 2016 | S | 17,453 | $105.57 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 247,453 | I | Held in a grantor retained annuity trust | |
| Common Stock | holding | — | — | — | 76,802 | I | Held in a trust | |
| Common Stock | holding | — | — | — | 23,989 | I | Held in a 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.47 to $105.46, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.48 to $105.67, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Reflects a previous annuity payment of 141,381 shares from a grantor retained annuity trust to Mr. Cote which was exempt from reporting pursuant to Rule 16a-13.