SEC Form 4 · accession 0000950117-15-000768
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linnet F Deily
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2015 | M | 5,000 | $43.47 | A | 5,679 | D | |
| Common Stock | Oct 30, 2015 | F | 2,101 | $103.47 | D | 3,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $43.47 | Oct 30, 2015 | M | 5,000 | D | — | Apr 23, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1On October 30, 2015 Ms. Deily exercised 5,000 Stock Options and, under the net settlement provisions of the stock option, 2,101 shares of common stock were withheld in payment of the exercise price.
- F2The Employee Stock Options were granted under the Company's 2006 Stock Plan for Non-Employee Directors, with 2,000 vesting on 4/1/07 and 1,500 vesting each on 4/1/08 and 4/1/09.
- F3These stock options, if not exercised would have expired in approximately six months.