SEC Form 4 · accession 0000950117-15-000746
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandre Ismail
Officer — Pres. & CEO, ACS
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2015 | M | 14,779 | $98.62 | A | 24,167 | D | |
| Common Stock | Oct 6, 2015 | F | 7,494 | $98.62 | D | 16,673 | D | |
| Common Stock | Oct 6, 2015 | M | 2,955 | $98.62 | A | 19,628 | D | |
| Common Stock | Oct 6, 2015 | F | 1,499 | $98.62 | D | 18,129 | D | |
| Common Stock | holding | — | — | — | 165 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Oct 6, 2015 | M | 14,779 | D | Oct 6, 2015 | Oct 6, 2015 | Common Stock | 14,779 | 13,600 | D |
| Restricted UnitsF3,F1 | — | Oct 6, 2015 | M | 2,955 | D | Oct 6, 2015 | Oct 6, 2015 | Common Stock | 2,955 | 2,720 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 1,579 additional restricted stock units.
- F3Includes the reinvestment of dividend equivalents into 315 additional restricted stock units.