SEC Form 4 · accession 0000950117-15-000464
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R. James
Officer — SVP-HR Procur & Communications
Period of report
Jul 25, 2015
Accepted (ET)
Jul 28, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2015 | M | 16,293 | $102.56 | A | 81,677 | D | |
| Common Stock | Jul 25, 2015 | F | 8,297 | $102.56 | D | 73,380 | D | |
| Common Stock | Jul 25, 2015 | M | 11,247 | $102.56 | A | 84,627 | D | |
| Common Stock | Jul 25, 2015 | F | 5,728 | $102.56 | D | 78,899 | D | |
| Common Stock | holding | — | — | — | 1,863 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Jul 25, 2015 | M | 16,293 | D | Jul 25, 2015 | Jul 25, 2015 | Common Stock | 16,293 | 0 | D |
| Restricted UnitsF3,F1 | — | Jul 25, 2015 | M | 11,247 | D | Jul 25, 2015 | Jul 25, 2015 | Common Stock | 11,247 | 21,440 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 2,693 additional restricted stock units.
- F3Includes the reinvestment of dividend equivalents into 687 additional restricted stock units.