SEC Form 4 · accession 0000950117-15-000155
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Szlosek
Officer — SVP & Chief Financial Officer
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2015 | M | 53,077 | $103.44 | A | 57,361 | D | |
| Common Stock | Mar 1, 2015 | F | 25,224 | $103.44 | D | 32,137 | D | |
| Common Stock | holding | — | — | — | 535 | I | Held in 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Mar 1, 2015 | M | 53,077 | D | Mar 1, 2015 | Mar 1, 2015 | Common Stock | 53,077 | 50,000 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes restricted stock units acquired pursuant to a dividend reinvestment feature of the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and the related grant agreement.