SEC Form 4 · accession 0000930413-17-000594
HONEYWELL INTERNATIONAL INC · HON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Fradin
Officer — Vice Chairman
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 27,561 | $123.82 | A | 158,505 | D | |
| Common Stock | Feb 15, 2017 | F | 14,209 | $123.82 | D | 144,296 | D | |
| Common Stock | holding | — | — | — | 3,973 | I | Held in 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1 | — | Feb 15, 2017 | M | 27,561 | D | Feb 15, 2017 | Feb 15, 2017 | Common Stock | 27,561 | 0 | D |
Explanation of responses
- F1Instrument converts to common stock on a one-for-one basis.
- F2Includes the reinvestment of dividend equivalents into 1,412 additional restricted stock units.