SEC Form 4 · accession 0001567619-19-002370
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl R. Frykman
Officer — EVP & Chief Operating Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 1, 2019 | M | 15,362 | $12.75 | A | 60,877 | D | |
| Common Shares | Feb 1, 2019 | F | 1,592 | $41.00 | D | 59,285 | D | |
| Common Shares | Feb 1, 2019 | S | 10,241 | $41.28 | D | 49,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $12.75 | Feb 1, 2019 | M | 15,362 | D | — | Mar 3, 2019 | Common Shares | 15,362 | 0 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2018.
- F2This option is presently exercisable in full.