SEC Form 4 · accession 0001140361-18-002446
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Stauch
Officer — Executive Vice President, CFO
Period of report
Jan 3, 2018
Accepted (ET)
Jan 18, 2018 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 3, 2018 | S | 2,392 | $70.3035 | D | 22,792 | D | |
| Common Shares - Deferral PlanF2,F3 | holding | — | — | — | 48,348 | I | Plan Agent |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares automatically sold by administrator of nonqualified deferral plan to pay taxes applicable to distribution of shares from such plan in accordance with previously made irrevocable deferral election.
- F2End-of-period holdings reflect a distribution from the Deferral Plan to the reporting person in an exempt transaction not required to be reported pursuant to Section 16(a).
- F3Shares of Pentair plc common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.