SEC Form 4 · accession 0001140361-18-001076
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Merriman
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 3, 2018 | F | 449 | $70.80 | D | 17,011 | D | |
| Common Shares - Deferral PlanF3 | holding | — | — | — | 307 | I | Plan Agent |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units (Deferred Compensation)F3,F4,F5 | — | holding | — | — | — | — | — | Common Shares | 125 | 125 | I |
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- F4Phantom stock units convert into common shares on a one-for-one basis.
- F5Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.