SEC Form 4 · accession 0001140361-18-001039
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Borin
Officer — Chief Acctg Office-Controller
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 3, 2018 | F | 243 | $70.80 | D | 17,288 | D | |
| Common SharesF2 | Jan 4, 2018 | F | 329 | $72.55 | D | 17,906 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 4,208 | D | ||
| Common Shares - Deferral PlanF2,F3,F4 | holding | — | — | — | 8,259 | I | Plan Agent |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3Shares of Pentair plc common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F4End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).