SEC Form 4 · accession 0001140361-18-000911
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth Wozniak
Officer — President Flow and Filtration
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 3, 2018 | F | 724 | $70.80 | D | 2,526 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 24,441 | D | ||
| Common Shares - ESOPF3 | holding | — | — | — | 65 | I | By ESOP | |
| Common Shares - ESPPF4 | holding | — | — | — | 202 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- F4End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.