SEC Form 4 · accession 0001140361-18-000905
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen L. Keegans
Officer — SVP & Chief HR Officer
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 3, 2018 | F | 504 | $70.80 | D | 1,325 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 24,329 | D | ||
| Common Shares - Deferral PlanF3,F4 | holding | — | — | — | 845 | I | Plan Agent | |
| Common Shares - ESOPF4 | holding | — | — | — | 79 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3Shares of Pentair plc common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F4End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).