SEC Form 4 · accession 0001140361-17-047490
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J Hogan
Officer — Chairman & Chief Exec. Officer · Director
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 22, 2017 | G | 15,000 | $0.00 | D | 439,115 | I | By Trust |
| Common Shares - Deferral PlanF2,F1 | holding | — | — | — | 60,530 | I | Plan Agent | |
| Common Shares - ESOPF2 | holding | — | — | — | 2,217 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F2End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).