SEC Form 4 · accession 0001140361-17-001032
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Borin
Officer — Chief Acctg Office-Controller
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jan 4, 2017 | F | 333 | $58.15 | D | 24,357 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 8,403 | D | ||
| Common Shares - Deferral PlanF2,F3 | holding | — | — | — | 5,689 | I | Plan Agent |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3Shares of Pentair plc common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.