SEC Form 4 · accession 0001140361-16-088919
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J Hogan
Officer — Chairman & Chief Exec. Officer · Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Dec 2, 2016 | F | 2,737 | $58.78 | D | 40,757 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 137,913 | D | ||
| Common Shares - Deferral PlanF4,F3 | holding | — | — | — | 59,250 | I | Plan Agent | |
| Common Shares - ESOPF4 | holding | — | — | — | 2,114 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F4End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).