SEC Form 4 · accession 0001140361-16-072725

PENTAIR plc · PNR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & Chief Exec. Officer · Director

Period of report

Jul 14, 2016

Accepted (ET)

Jul 18, 2016 · 6:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000077360

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares	Jul 14, 2016	M	2,900	$30.05	A	5,522	D
Common Shares^F2	Jul 14, 2016	S	2,900	$64.0014	D	2,622	D
Common Shares	Jul 15, 2016	M	300	$30.05	A	2,922	D
Common Shares	Jul 15, 2016	S	300	$64.00	D	2,622	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$30.05	Jul 14, 2016	M	2,900	D	Jan 3, 2008	Jan 3, 2017	Common Shares	2,900	102,582	D
Employee Stock Option (right to buy)^F3	$30.05	Jul 15, 2016	M	300	D	Jan 3, 2008	Jan 3, 2017	Common Shares	300	102,282	D

F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 3, 2017.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $64.00 to $64.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F3One-third of the stock options became exercisable on the first, second and third anniversary of the grant.