SEC Form 4 · accession 0001140361-15-036359
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J Hogan
Officer — Chairman, CEO · Director
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Sep 28, 2015 | F | 30,070 | $51.27 | D | 136,886 | D | |
| Common Shares - Restricted Stock UnitsF2 | holding | — | — | — | 227,962 | D | ||
| Common SharesF3 | holding | — | — | — | 179,794 | I | By Trust | |
| Common Shares - Deferral PlanF5,F4 | holding | — | — | — | 57,506 | I | Plan Agent | |
| Common Shares - ESOPF5 | holding | — | — | — | 1,977 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3Since the date of the reporting person's last ownership form, 13,155 shares previously reported as indirectly beneficially owned by Trust have been transferred and are now directly owned by the reporting person.
- F4Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F5End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).