SEC Form 4 · accession 0001140361-15-009605
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Anthony Davidson
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 27, 2015 | M | 12,080 | $37.2634 | A | 21,243 | D | |
| Common Shares | Feb 27, 2015 | M | 9,355 | $41.3076 | A | 30,598 | D | |
| Common Shares | Feb 27, 2015 | M | 3,839 | $34.3095 | A | 34,437 | D | |
| Common SharesF1 | Feb 27, 2015 | S | 21,274 | $67.2064 | D | 13,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $37.2634 | Feb 27, 2015 | M | 12,080 | D | — | Nov 20, 2016 | Common Shares | 12,080 | 0 | D |
| Nonqualified Stock Option (right to buy)F2 | $41.3076 | Feb 27, 2015 | M | 9,355 | D | — | Jul 1, 2017 | Common Shares | 9,355 | 0 | D |
| Nonqualified Stock Option (right to buy)F2 | $34.3095 | Feb 27, 2015 | M | 3,839 | D | — | Oct 11, 2021 | Common Shares | 3,839 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $67.201 to $67.241. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- F2These options are vested and exercisable.