SEC Form 4 · accession 0001140361-15-008624
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Karl R. Frykman
Officer — President Aquatic Systems
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 20, 2015 | M | 7,316 | $41.12 | A | 28,746 | D | |
| Common Shares | Feb 20, 2015 | F | 4,951 | $68.03 | D | 23,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $41.12 | Feb 20, 2015 | M | 7,316 | D | Mar 1, 2006 | Mar 1, 2015 | Common Shares | 7,316 | 0 | D |
Explanation of responses
- F1One-third of the stock options became exercisable on the first, second, and third anniversary of the grant.