SEC Form 4/A · accession 0001140361-15-001300
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John L Stauch
Officer — Executive Vice President, CFO
Period of report
Jan 2, 2015
Accepted (ET)
Jan 9, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3,F2 | Jan 2, 2015 | F | 1,176 | $66.68 | D | 2,076 | D | |
| Common SharesF4,F2 | Jan 3, 2015 | F | 3,163 | $63.96 | D | 7,848 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F3The Form 4 filed on January 6, 2015 reported 1,017 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 1,176 shares were actually surrendered for the payment of this tax liability and to correct the number of shares beneficially owned following the reported transaction.
- F4The Form 4 filed on January 6, 2015 reported 3,273 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 3,163 shares were actually surrendered for the payment of this tax liability and to correct the number of shares beneficially owned following the reported transaction.