SEC Form 4/A · accession 0001140361-15-001291
PENTAIR plc · PNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark C Borin
Officer — Chief Acctg Office-Controller
Period of report
Jan 3, 2015
Accepted (ET)
Jan 9, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Jan 3, 2015 | F | 1,568 | $63.96 | D | 17,104 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2The Form 4 filed on January 6, 2015 reported 1,613 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 1,568 shares were actually surrendered for the payment of this tax liability and to correct the number of shares beneficially owned following the reported transaction.
- F3End-of-period holdings reflect the vesting of restricted stock units that were previously reported.