SEC Form 4 · accession 0001643076-17-000002
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Nathaniel Martin
Officer — SVP, CFO, PAO
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1,F2 | Feb 2, 2017 | A | 7,155 | $0.00 | A | 38,596 | D | |
| Common Stock $.01 Par ValueF2,F3 | holding | — | — | — | 325 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted on February 2, 2017 for no cash consideration pursuant to the Company's 2011 Equity Incentive Plan and a Restricted Stock Agreement. Pursuant to the Restricted Stock Agreement, the restrictions will lapse as to 33-1/3% of the shares on each of February 2, 2018, 2019 and 2020.
- F2All share amounts have been adjusted to reflect the distribution of a five percent (5%) stock dividend on December 20, 2016.
- F3Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.