SEC Form 4 · accession 0001643076-16-000009
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Nathaniel Martin
Officer — SVP, CFO, PAO
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 10:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1 | Jan 25, 2016 | A | 4,847 | $0.00 | A | 29,946 | D | |
| Common Stock $.01 Par ValueF2 | holding | — | — | — | 298 | I | 401(k) Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted on January 25, 2016 for no cash consideration pursuant to the Company's 2011 Equity Incentive Plan and a Restricted Stock Agreement. Pursuant to the Restricted Stock Agreement, the restrictions will lapse as to 33-1/3% of the shares on each of January 25, 2017, 2018 and 2019.
- F2Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.