SEC Form 4 · accession 0001193962-18-000002
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert T Buchwald
Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1,F2 | Mar 13, 2018 | S | 4,644 | $29.84 | D | 0 | D | |
| Common Stock $.01 Par ValueF1,F3 | holding | — | — | — | 18,329 | I | By Buchwald Equity Fund, LLC | |
| Common Stock $.01 Par ValueF1,F4 | holding | — | — | — | 97 | I | By BPR Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All share amounts have been adjusted to reflect the distribution of an eight percent (8%) stock dividend on December 19, 2017.
- F2Shares sold at an average sale price of $29.84. These shares were sold in multiple transactions at prices ranging from $29.65 to $30.07 inclusive. The reporting person undertakes to provide to M.D.C. Holdings, Inc., any security holder of M.D.C. Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F3Shares owned by a limited liability company in which the Reporting Person is a managing member.
- F4Shares owned by a corporation in which the Reporting Person is the controlling shareholder.