SEC Form 4 · accession 0001193962-17-000002
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert T Buchwald
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 14, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1,F2 | Mar 14, 2017 | S | 4,400 | $29.72 | D | 0 | D | |
| Common Stock $.01 Par ValueF1,F3 | holding | — | — | — | 17,022 | I | By Buchwald Equity Fund, LLC | |
| Common Stcok $.01 Par ValueF1,F4 | holding | — | — | — | 90 | I | By BPR Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All share amounts have been adjusted to reflect the distribution of a five percent (5%) stock dividend on December 20, 2016.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.50 to $ 29.84, inclusive. The reporting person undertakes to provide M.D.C. Holdings, Inc., any security holder of M.D.C. Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Shares owned by a limited liability company in which the Reporting Person is a managing member.
- F4Shares owned by a corporation in which the Reporting Person is the controlling shareholder.