SEC Form 4 · accession 0001193962-16-000006
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert T Buchwald
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1 | Aug 1, 2016 | A | 4,191 | $0.00 | A | 4,191 | D | |
| Common Stock $.01 Par ValueF2 | holding | — | — | — | 16,262 | I | By Buchwald Equities Fund, LLC | |
| Common Stock $.01 Par ValueF3 | holding | — | — | — | 86 | I | By BPR Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock awarded on August 1, 2016 for no cash consideration pursuant to the Company's 2011 Stock Option Plan for Non-Employee Directors as amended and a Restricted Stock Award Agreement. Pursuant to the Restricted Stock Award Agreement, the restrictions will lapse on the date that is seven months after the grant date.
- F2Shares owned by a limited liability company in which the Reporting Person is a managing member.
- F3Shares owned by a corporation in which the Reporting Person is the controlling shareholder.