SEC Form 4 · accession 0001193956-19-000002
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Touff
Officer — Sr VP and General Counsel
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par ValueF1 | Feb 1, 2019 | A | 2,284 | $0.00 | A | 129,695 | D | |
| Common Stock $.01 Par ValueF2 | holding | — | — | — | 30,397 | I | By 401(k) | |
| Common Stock $.01 Par Value | holding | — | — | — | 10,790 | I | By IRA Rollover |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted on February 1, 2019 for no cash consideration pursuant to the Company's 2011 Equity Incentive Plan and a Restricted Stock Agreement. Pursuant to the Restricted Stock Agreement, the restrictions will lapse as to 33-1/3% of the shares on each of February 1, 2020, 2021 and 2022.
- F2Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.