SEC Form 4 · accession 0001009874-16-000004
MDC HOLDINGS INC · MDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D Mandarich
Officer — President, COO and Director · Director
Period of report
Feb 3, 2016
Accepted (ET)
Feb 4, 2016 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000773141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $,.01 Par ValueF1 | Feb 3, 2016 | A | 48,239 | $0.00 | A | 3,071,499 | D | |
| Common Stock $.01 Par ValueF2 | holding | — | — | — | 3,871 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted on February 3, 2016 for no cash consideration pursuant to the Company's 2011 Equity Incentive Plan and a Restricted Stock Agreement. Pursuant to the Restricted Stock Agreement, the restrictions will lapse as to 33-1/3% of the shares on each of December 31, 2018, 2019 and 2020.
- F2Unitized shares held in a stock fund in the Reporting Person's 401(k) Savings Plan which changes on a daily basis.