SEC Form 4 · accession 0001273902-18-000054
CIRRUS LOGIC, INC. · CRUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason P Rhode
Officer — President & CEO · Director
Period of report
Nov 4, 2018
Accepted (ET)
Nov 6, 2018 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000772406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2018 | F | 15,875 | $41.50 | D | 201,536 | D | |
| Common Stock | Nov 4, 2018 | M | 41,667 | $0.00 | A | 243,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 4, 2018 | M | 41,667 | D | Nov 4, 2018 | — | Common Stock | 41,667 | 50,000 | D |
Explanation of responses
- F1No shares were sold; these shares were withheld to satisfy tax withholding requirements.
- F2Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings.
- F3Expiration date of 11/04/18