SEC Form 4 · accession 0001493152-17-010812
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L. Sanders
Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | F | 11,364 | $0.75 | A | 250,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.75 | Sep 19, 2017 | F | 11,364 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 11,364 | 0 | D |