SEC Form 4 · accession 0001493152-17-010616

DSS, INC. · DSS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Sep 12, 2017

Accepted (ET)

Sep 14, 2017 · 4:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771999

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 12, 2017	F	200,000	$0.75	A	500,000	I	See Footnote
Common Stock^F4,F2	Sep 12, 2017	J	683,000	—	A	683,000	I	See Footnote
Common Stock^F3	holding	—	—		—	800,000	I	See Footnote
Common Stock	holding	—	—		—	2,612	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Common Stock^F1	$0.75	Sep 12, 2017	F	200,000	A	Dec 29, 2016	Dec 29, 2019	Common Stock	200,000	0	I
Warrant to Purchase Common Stock^F3	$1.00	holding	—	—	—	Sep 8, 2017	Sep 8, 2022	Common Stock	160,000	160,000	I

F1Held by BMI Capital Partners International Limited., of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities.
F2Held by Hengfai Business Develoment Pte Ltd., of which the Reporting Person is the Chief Executive Officer and the owner. The Reporting Person has dispositive control over these securities.
F3Held by Heng Fai Holdings Limited, of which the Reporting Person is an Officer and the owner. The Reporting Person has dispositive control over these securities.
F4As consideration for the shares of the Issuer acquired on 09/12/2017 and that were valued at $0.71 per share, Hengfai Business Develoment Pte Ltd. exchanged securities of an entity listed on the Singapore Exchange Limited.