SEC Form 4 · accession 0001493152-17-000480
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Ronaldi
Officer — CEO · Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 13, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F3 | Jan 12, 2017 | A | 25,000 | — | A | 297,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for services provided to the Issuer.
- F2Common stock grant fully vested on the grant date.
- F3Amount reflects a 1-for-4 reverse stock split which was affected by the Issuer on August 26, 2016.