SEC Form 4 · accession 0001493152-16-015336
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Ronaldi
Officer — CEO · Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F3 | Nov 17, 2016 | A | 125,000 | — | A | 272,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan for Services Provided to the Issuer.
- F2Common stock grant will fully vest six months from the date of issuance.
- F3Amount reflects a 1-for-4 reverse stock split which was affected by the company on August 26, 2016.