SEC Form 4 · accession 0001144204-15-060426
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L. Sanders
Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | P | 227,273 | $0.22 | A | 927,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.40 | Oct 21, 2015 | P | 45,455 | A | Apr 22, 2016 | Apr 22, 2020 | Common Stock | 45,455 | 45,455 | D |
Explanation of responses
- F1Warrant issued at no additional cost in connection with Reporting Person's purchase of 227,273 shares of common stock from the Issuer.