SEC Form 4 · accession 0001144204-15-055444
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Bzdick
Officer — President · Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2015 | P | 454,545 | $0.22 | A | 1,019,982 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.40 | Sep 15, 2015 | P | 90,909 | A | Mar 16, 2016 | Mar 16, 2020 | common stock | 90,909 | 90,909 | D |
Explanation of responses
- F1Warrant issued at no additional cost in connection with the Reporting Person's purchase of 454,545 shares of common stock from the Issurer.