SEC Form 4 · accession 0001144204-15-002012
DSS, INC. · DSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ira A Greenstein
Director
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771999
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F2 | $0.60 | Jan 9, 2015 | A | 26,775 | A | Aug 15, 2015 | Jan 9, 2020 | Common Stock | 26,775 | 126,775 | D |
Explanation of responses
- F1Issued to the Reporting Person from Issuer's 2013 Employee, Director and Consultant Equity Incentive Plan as compensation for services provided to the Issuer.
- F2Options vest and became exercisable on August 15, 2015.